RADIX CAPITAL AND RADIX TRUSTEES COMPLIED WITH NEW RECAPITALIZATION FOR CMOs

RADIX CAPITAL AND RADIX TRUSTEES COMPLIED WITH NEW RECAPITALIZATION FOR CMOs

RADIX CAPITAL AND RADIX TRUSTEES COMPLIED WITH NEW RECAPITALIZATION FOR CMOs

THE NEW MINIMUM CAPITAL REQUIREMENT (COMPLIED CMOs)

Key
BD = BROKER/DEALER
CIA = CORPORATE INVESTMENT ADVISER
FPM = FUND/PORTFOLIO MANAGER
IH = ISSUING HOUSE
UW = UNDERWRITER
VC = VENTURE CAPITAL

 

LIST OF CAPITAL MARKET OPERATORS THAT HAVE COMPLIED WITH THE NEW MINIMUM CAPITAL REQUIREMENT AS AT DECEMBER 24, 2014
S/N FIRM FUNCTION (S)
1 ACL CAPITAL PARTNERS LTD CIA
2 ADONAI STOCKBROKERS LIMITED BD
3 AEGIS FINANCIAL SERVICES &  LINKS LIMITED CIA
4 AFRICA PRUDENTIAL REGISTRARS Registrar
5 AFRINVEST SECURITIES LIMITED BD
6 AIICO CAPITAL LIMITED FPM
7 AIMS ASSET MANAGEMENT LIMITED BD/FPM
8 AKINTOLA WILLIAMS DELOITTE & TOUCHE CIA
9 ALL CROWN REGISTRARS LTD Registrar
10 ALM CONSULTING LTD CIA/Trustee
11 ALPHA MORGAN CAPITAL LTD FPM
12 ALTERNATIVE CAPITAL PARTNERS LTD CIA/FPM
13 ALTRADE SECURITIES LIMITED BD
14 AMYN INVESTMENTS LIMITED BD
15 ANCHORIA INVESTMENT AND SECURITIES LTD BD
16 APEL ASSET LIMITED BD/IH
17 APEL CAPITAL & TRUST LTD Registrar
18 APT SECURITIES AND FUNDS LIMITED BD/IH
19 AQUILA ASSET MANAGEMENT LTD FPM
20 ARGENTIL CAPITAL PARTNERS LIMITED CIA/FPM
21 ARM HARITH INFRASTRUCTURE INVESTMENT LTD FPM
22 ASSET & RESOURCE MANAGEMENT COMPANY LTD CIA/FPM/IH
23 ASSOCIATED DISCOUNT HOUSE LIMITED FPM
24 ATLASS PORTFOLIOS LIMITED Broker
25 B&B WEALTH MANAGEMENT LTD FPM
26 BESTWORTH ASSET AND TRUST LIMITED BD
27 BGL ASSET MANAGEMENT LTD FPM
28 BGL CAPITAL LIMITED IH/UW
29 BGL SECURITIES LTD BD
30 BLUESEA CAPITAL LTD CIA
31 BRIDGEPOINT ASSET MANAGEMENT LTD FPM
32 BYSEC INVESTMENTS LTD CIA
33 CALAG CAPITAL LTD CIA
34 CALVIN INVESTMENT LTD CIA
35 CALYX SECURITIES LOMITED BD
36 CAPITAL ASSETS LIMITED BD/FPM/IH
37 CAPITAL BANCORP PLC BD/IH/MM/Lending Agent
38 CARDINALSTONE PARTNERS LIMITED FPM/IH
39 CASHCRAFT ASSET MANAGEMENT LIMITED BD/FPM/IH
40 CBO CAPITAL PARTNERS LTD CIA
41 CHAPEL HILL ADVISORY PARTNERS LIMITED IH
42 CHAPEL HILL DENHAM ASSET MGT. LTD FPM
43 CHAPELHILL DENHAM SECURITIES LTD BD
44 CITY CODE TRUST & INVESTMENT COMPANY LIMITED BD
45 CITY SECURITIES (REGISTRARS) LTD Registrar
46 CITYGATE GLOBAL INVESTMENT LTD CIA
47 CONSOLIDATED DISCOUNT LTD CIA/FPM/Trustee
48 CORDROS CAPITAL LIMITED BD/IH
49 CORE TRUST AND INVESTMENT LIMITED BD/FPM/IH
50 COURTEVILLE BUSINESS SOLUTIONS CIA
51 COWRY ASSET MANAGEMENT LIMITED BD/FPM/IH
52 CRANE SECURITIES LIMITED BD
53 CSL STOCKBROKERS LIMITED BD/FPM
54 DAMBALE (NIGERIA) LIMITED CIA
55 DATAMAX REGISTRARS LIMITED Registrar
56 DE LORDS SECURITIES LIMITED BD
57 DFC CAPITAL LIMITED CIA
58 DOMINION TRUST LIMITED BD/IH
59 DUNBELL SECURITIES LIMITED BD
60 DUNN LOREN MERRIFIELD ADVISORY PARTNERS LTD CIA/IH
61 DUNN LOREN MERRIFIELD SECURITIES LIMITED BD
62 DYNAMIC PORTFOLIO LTD BD/IH
63 ECL ASSET MANAGEMENT LIMITED BD/CIA/PM
64 ECLAT CAPITAL LIMITED IH
65 Eclat Capital Ltd FPM
66 ECOBANK DEVELOPMENT CO. LTD IH
67 EDC REGISTRARS LTD Registrar
68 EDC SECURITIES LIMITED BD
69 EFCP LTD BD
70 ELIXIR ASSET MANAGEMENT LTD FPM
71 ELIXIR SECURITIES LIMITED BD
72 EQUITY CAPITAL SOLUTIONS LIMITED BD/IH
73 EUROCOMM SECURITIES LIMITED BD
74 FBN CAPITAL ASSET MANAGEMENT LIMITED FPM
75 FBN CAPITAL LIMITED IH
76 FBN SECURITIES LIMITED BD/CIA
77 FBN TRUSTEES NIG. LTD CIA/PM/Trustee
78 FCMB CAPITAL MARKETS LTD IH
79 FCSL ASSET MANAGEMENT COMPANY LIMITED BD
80 FIDELITY FINANCE COMPANY LIMITED BD/IH
81 FIDELITY SECURITIES LIMITED BD/FPM/IH/VCM
82 FINANCIAL TRUST COMPANY NIGERIA LIMITED BD
83 FIRST ALLY CAPITAL LTD IH/UW
84 FIRST CAPITAL TRUST PLC CIA/FPM
85 FIRST CITY ASSET MGT. LIMITED CIA/FPM
86 FIRST FUNDS LIMITED FPM
87 FIRST INLAND CAPITAL LTD FPM/IH
88 FIRST REGISTRARS LTD Registrar
89 FIRST TRUSTEES NIG. LIMITED CIA/FPM/Trustee
90 FIRSTCALL INVESTMENT OPTIONS LTD CIA
91 FLOBAL TRUST LIMITED CIA
92 FORESIGHT PORTFOLIO SELECTION LTD CIA
93 FORESIGHT SECURITIES & INVESTMENT LTD BD
94 FORTRESS CAPITAL LIMITED BD
95 FRONTIER CAPITAL LTD CIA
96 FSDH ASSET MGT. LTD. CIA/FPM
97 FSDH MERCHANT BANK LIMITED CIA/FPM/IH
98 FSDH SECURITIES LIMITED BD/IH
99 FUNDS MATRIX AND ASSETS MANAGEMENT LIMITED BD
100 FUTURES & BONDS LTD CIA
101 FUTUREVIEW FINANCIAL SERVICES LIMITED FPM/IH
102 FUTUREVIEW SECURITIES LIMITED BD
103 GIDAUNIYA INVESTMENT AND SECURITIES LIMITED BD
104 GILD ASSET MANAGEMENT LTD CIA
105 GLOBAL ASSET MANAGEMENT NIG. LIMITED BD
106 GOLDBANC MANAGEMENT ASSOCIATES LIMITED IH
107 GOSHEN ASSET INVESTMENT LTD CIA
108 GREENWICH ASSETS MANAGEMENT LTD FPM
109 GREENWICH SECURITIES LIMITED BD
110 GREENWICH TRUST LIMITED FPM/IH
111 GTI CAPITAL LIMITED IH
112 GTI SECURITIES LIMITED BD
113 H. PIERSON ASSOCIATES LTD. CIA
114 HARMONY SECURITIES LIMITED BD
115 HEARTBEAT INVESTMENT LIMITED BD
116 HEPHZIBAH CAPITAL & TRUST LIMITED CIA
117 HERITAGE CAPITAL MARKETS LIMITED BD
118 HORIZON STOCKBROKERS LIMITED BD
119 HORWATH DAFINONE CIA
120 ICMG SECURITIES LIMITED BD/IH
121 ICON STOCKBROKERS LIMITED BD
122 INTEGRATED TRUST & INVESTMENTS LIMITED BD/IH
123 INTERNATIONAL STANDARD SECURITIES LIMITED BD/IH
124 INTERSTATE SECURITIES LIMITED BD/IH
125 INVERNESS WEALTH MGT LTD CIA
126 INVESTMENT ONE FINANCIAL SERVICES LTD BD/FPM/IH/Trustee
127 INVESTMENT ONE STOCKBROKERS INT’L LIMITED BD
128 JB SERVICES NIG. LTD CIA
129 JVL CAPITAL LIMITED CIA
130 KAKAWA ASSET MANAGEMENT LIMITED BD/CIA/FPM
131 KAKAWA DISCOUNT HOUSE LIMITED. CIA/FPM
132 KAPITAL CARE TRUST & SECURITIES LIMITED BD
133 KEDARI CAPITAL LIMITED FPM/IH
134 KINGS THRONES CIA
135 KORD CAPITAL LTD CIA
136 LAMBETH TRUST AND INVESTMENT CO. LTD BD
137 LCM CONSULTING NIGERIA LTD. CIA
138 LEAD ASSETS MANAGEMENT LTD FPM
139 LEAD CAPITAL LTD. IH
140 LEAD SECURITIES & INVESTMENT LIMITED BD
141 LEADWAY CAPITAL & TRUSTS LIMITED Trustee
142 LEVERAGE & BOND SECURITIES LTD CIA
143 LIGHTHOUSE ASSET MANAGEMENT LIMITED BD/CIA/IH
144 LONGTERM GLOBAL CAPITAL LIMITED BD/IH
145 LOTUS CAPITAL LTD FPM
146 MAGNARTIS FINANCE & INVESTMENT LIMITED BD
147 MAINSTREET BANK TRUSTEES & ASSET MGT CO. LTD. FPM/Trustee
148 MAINSTREET REGISTRARS Registrar
149 MAINSTREETBANK CAPITAL LTD IH
150 MANSARD INVESTMENT LTD FPM
151 MARIMPEX FINANCE & INVESTMENT CO. LIMITED BD
152 MARINA SECURITIES LIMITED IH
153 MARINA SECURITIES STOCKBROKING SERVICES LIMITED BD
154 MART INVESTMENTS LTD CIA
155 MAVEN ASSET MANAGEMENT LIMITED BD
156 MBC CAPITAL LIMITED CIA/IH
157 MBL FINANCIAL SERVICES LIMITED BD
158 MEGA EQUITIES LTD BD
159 MERCURY RESOURCES & INV. CO. LTD CIA
160 MERISTEM REGISTRARS LTD Registrar
161 MERISTEM SECURITIES LIMITED IH
162 MERISTEM STOCKBROKERS LIMITED BD/IH
163 MERISTEM WEALTH MANAGEMENT LTD FPM
164 MILESTONE CAPITAL MANAGEMENT LIMITED BD
165 MORGAN CAPITAL SECURITIES LIMITED BD/IH
166 MUTUAL ALLIANCE INVESTMENT & SECURITIES LIMITED BD
167 NETWORK CAPITAL LIMITED BD
168 NEWDEVCO INVESTMENT & SECURITIES CO. LTD BD
169 NIGERIA LIFE AND PROVIDENT COMPANY LTD CIA/FPM
170 OCEANIC CAPITAL LIMITED CIA/IH/UW
171 OGR INVESTMENT. & TRUST CO. LTD CIA
172 OZIKO CAPITAL & SECURITIES LTD CIA
173 PAC ASSET MANAGEMENT LTD FPM
174 PAC REGISTRARS LTD Registrar
175 PAC SECURITIES LIMITED BD/CIA
176 PANAFRICAN CAPITAL PLC IH/UW/CIA
177 PARETO FUNDS & SECURITIES LIMITED CIA
178 PARTNERSHIP SECURITIES LTD BD/IH
179 PEACE CAPITAL MARKET LTD BD/CIA/FPM
180 PETROLEUM INV. MGT. LIMITED CIA
181 PHILLIPS CONSULTING LTD CIA
182 PHOENIX GLOBAL CAPITAL MARKETS LIMITED CIA/IH/UW
183 PILOT SECURITIES LIMITED BD/CIA
184 PINEFIELDS INVESTMENTS SERVICES LIMITED BD
185 PLANET CAPITAL LIMITED IH
186 PRICEWATERHOUSE COOPERS LIMITED CIA
187 PRIMERA AFRICA SECURITIES LIMITED BD
188 PROFINAD NIGERIA LTD CIA
189 PROMINENT SECURITIES LIMITED BD
190 PYRAMID SECURITIES LIMITED BD
191 QUICK PROJECTS LTD CIA
192 RADIX CAPITAL PARTNERS LIMITED IH
193 RADIX TRUSTEES LTD Trustee
194 RAINBOW SECURITIES AND INVESTMENT COMPANY LIMITED BD
195 RAND MERCHANT BANK NIGERIA LIMITED CIA/IH/UW
196 READINGS INVESTMENTS LIMITED BD
197 REGENCY ASSETS MANAGEMENT LIMITED BD
198 RENAISSANCE SECURITIES (NIGERIA) LIMITED IH
199 RENCAP (SECURITIES) NIGERIA LIMITED BD
200 REWARD INVESTMENTS & SERVICES LIMITED BD
201 RIGGS SECURITIES LTD CIA
202 RONA-CHART INVEST CO. NIG. LTD. CIA
203 ROSTRUM INVESTMENT AND SECURITIES LIMITED BD
204 ROYAL EXCHANGE ASSURANCE NIG.PLC Trustee
205 ROYAL FINANCE & INVESTMENT LIMITED CIA/FPM
206 ROYAL TRUST SECURITIES LTD BD
207 SECURITIES AND CAPITAL MANAGEMENT COMPANY LIMITED BD
208 SFS CAPITAL NIGERIA LTD FPM
209 SFS FINANCIAL SERVICES LIMITED IH/UW
210 SHAQUIL INVESTMENT LTD CIA
211 SHELONG INVESTMENT LIMITED BD/IH
212 SIGMA SECURITIES LIMITED BD
213 SIGNET INVESTMENTS & SECURITIES LTD. BD
214 SILVERTHORN INV. & TRUST LTD. CIA
215 SIM CAPITAL ALLIANCE LTD FPM
216 SKYE TRUSTEES LTD FPM/Trustee
217 SKYVIEW CAPITAL LIMITED BD
218 SMADAC SECURITIES LIMITED BD/FPM
219 SPRINGBOARD TRUST & INVESTMENT LIMITED BD
220 STANBIC IBTC ASSET MGT. LIMITED CIA/FPM
221 STANBIC IBTC CAPITAL LIMITED IH/UW
222 STANBIC IBTC STOCKBROKERS LIMITED BD
223 STANBIC IBTC VENTURES LIMITED FPM
224 STANBICIBTC TRUSTEES LTD Trustee
225 STANDARD CHARTERED SECURITIES (NIGERIA) LTD CIA/IH/UW
226 STANDARD UNION SECURITIES LIMITED BD
227 STERLING ASSET MANAGEMENT & TRUSTEES LTD FPM/Trustee
228 STERLING CAPITAL MARKET LTD FPM/IH
229 STERLING REGISTRARS LTD Registrar
230 STOCKCORP ASSET MANAGEMENT LTD CIA
231 STOCKHOUSE RESOURCE LTD. CIA
232 STRATEGY & ARBITRAGE LIMITED BD
233 TIDDO SECURITIES LIMITED BD/IH
234 TIME LINE CONSULT LIMITED CIA
235 TRADELINK SECURITIES LTD BD
236 TRADERS TRUST AND INVESTMENT COMPANY LIMITED BD/Trustee
237 TRAVANT CAPITAL ADVISORY SERVICES LTD CIA
238 TRUST YIELDS SECURITIES LIMITED BD
239 TRUSTHOUSE INVESTMENTS LIMITED BD
240 TRW STOCKBROKERS LIMITED BD
241 UBA Asset Management Limited CIA/FPM
242 UBA CAPITAL PLC IH
243 UBA SECURITIES LIMITED BD
244 UBA TRUSTEES LTD Trustee
245 UNEX CAPITAL LTD BD/FPM/IH
246 UNICORN TRUST & INV. CO. LTD. CIA
247 UNION CAPITAL MARKETS LTD BD/FPM/IH
248 UNION REGISTRARS LTD Registrar
249 UNION TRUSTEES LTD FPM/Trustee
250 UNITED SECURITIES LTD Registrar
251 UNITY REGISTRARS LTD Registrar
252 UPS-SECURITIES & INVESTMENT LTD CIA
253 VALUELINE SECURITIES & INVESTMENT LTD BD
254 VENERATE CAPITAL LTD CIA
255 VERITAS REGISTRARS LTD Registrar
256 VETIVA CAPITAL MANAGEMENT LTD IH
257 VETIVA SECURITIES LTD BD
258 VICMEM INVESTMENT SERVICES LIMITED CIA
259 W.O CAPITAL LTD CIA
260 WSTC FINANCIAL SERVICES LIMITED BD/FPM/IH
261 ZENITH ASSET MANAGEMENT FPM
262 ZENITH CAPITAL LIMITED IH

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